Many companies require their employees to get their Series 7 license or another professional license when acting as an advisor for their clients. FINRA Series 7 & 63 or 66 licenses. $67,091 avg per year. We’ll show you the new target salary as well as a breakdown of the differences. Fortunately, the same test preparation strategies that you master to pass the SIE exam will help you as you study for the Series 7 FINRA test. Salary for Certification: General Securities Representative - (FINRA Series 7) Job. Dallas, TX. Many seemingly low-level positions … The SIE does not allow you to work with securities on its own, so you will need to take a follow-up exam, such as the Series 7 or Series 6. This prerequisite test covers the basics of the securities industry. It is most often required for financial advisors and many insurance agents as it allows them to include securities, such as stocks, bonds, and mutual funds, as part of an investment plan to their clients. How the salary history question affects pay equity. FINRA administers the exam. With a Series 6 license, you are able to sell mutual funds, variable annuities, variable life insurance, unit investment trusts, and municipal fund securities. Understand what's truly driving the gender pay gap. Just curious how your salary stacks up against coworkers living in another city? 2 years financial services experience as a fully licensed registered representative, or sales support representative,…, FINRA Series 6, 63 required (7, 65 or 66 and Insurance licenses preferred). + year of customer service experience Preferred Qualifications: Top Companies for series 7 license in Phoenix, AZ. $77,006. 9 days ago. Find your market worth with a report tailored to you, Certifications in the same industry as National Association of Security Dealers (NASD), Series 7 License, ranked by salary, American Chemical Society (ACS) Certification, North American Technician Excellence (NATE) Installation Certification, Air Conditioning (AC), Certified Erosion, Sediment and Storm Water Inspector (CESSWI), North American Technician Excellence (NATE) Service Certification, Gas Heating (GS), Curricular Practical Training (CPT) Certification, NDT Magnetic Particle Testing (MT), Level II, Fire Protection/Prevention, Exit Routes, and Emergency Plans Technician (FET), DAWIA Level II Science and Technology Manager, Economic Development Finance Professional (EDFP), North American Technician Excellence (NATE) Service Certification, Heat Pumps (Air-to-Air) (HP), Industrial Wastewater Treatment (IWWT) Operator Level 3 Certification, Associate, Insurance Regulatory Compliance (AIRC), NDT Liquid Penetrant Testing (PT), Level II, Court of Master Sommeliers (CMS) Master Sommelier Diploma, (ISC)2 Certified Cyber Forensics Professional (CCFP), DAWIA Level I Business, Cost Estimating, and Financial Management, Certified Portfolio, Program & Project Manager (C3PM), Diplomate of the American Board of Health Physics (DABHP). Some candidates choose a more cost effective self-study option by purchasing books or software to complete an independent course of study. Customer Service Representative - Licensed Series 7 & 63. Getting a Series 7 license can be a good path for those interested in seeking out new job opportunities within their company. Copyright © 2008–2020, Glassdoor, Inc. "Glassdoor" and logo are registered trademarks of Glassdoor, Inc. services market, economy and industry trends FINRA, relationships using a consultative approach Possess the, customer escalations from your team Some things we consider critical for this role: FINRA, : * Four year college degree with two years of industry experience preferred but not required, be documented and eliminated by our engineering teams Handling customer escalations from your team Some things we consider critical for this role: FINRA, Learning agility to successfully pass the SIE and obtain the FINRA, /consultative approach What you’ll need CFP required, attentive to detail and multi-tasking in a fast-paced contact-center environment Empathetic and focused on understanding client perspectives and needs. $60k. * Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. Adheres to the NHMB Values: $60,000 - $100,000 a year Management - … The Series 7 license is an official designation within FINRA that allows you to market and trade securities in the financial services industry. Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis…. $55,000 - $65,000 a year Quick Apply The Series 6 exam is shorter and simpler, but does not provide as many options for marketing and selling securities for those holding a Series 7. Take advantage of lunch breaks by quizzing each other on exam topics, set up a mock exam using practice tests, and keep each other accountable for study plans. Search Series 7 license jobs in Phoenix, AZ with company ratings & salaries. Improve your chances of receiving a raise when you ask. These figures are given to SimplyHired users for the purpose of generalized comparison only. Proven expertise in Microsoft Desktop Operations systems (Windows 7, WindowsXP, Mac OS X). Follow wage changes of U.S. workers over time. $54k. * Bottom 10% Bottom 25% Average Top 25% Top 10% $11,540 $31,540 $51,540 $71,540 $91,540 $111,540 $131,540 $151,540 $171,540 $191,540 $211,540 $231,540 $251,540 $33,986 $33,986 $48,393 $48,393 $106,130 $106,130 $151,118 $151,118 $71,666 $71,666 Top 10 Related Jobs and Salaries 188 Administrative Assistant Series 7 License jobs available on Indeed.com. For Series 7 exam prep, study guides and practice materials, StateRequirement recommends: Being able to provide securities as part of a financial plan for clients is beneficial and is almost always required by employers in the financial space. Psychologist. What your skills are worth in the job market is constantly changing. When readers purchase services discussed on our site, we often earn affiliate commissions that support our work. The series 7 license allows the bearer to operate as a general securities representative. 11 jobs. Learn More, Save up to $32 on your insurance pre-license or continuing education course, Browse and search from thousands of insurance job openings in your area, What Does the Series 7 License Allow You to Do, Find new business from customers and potential new customers, Determine a customer’s financial profile and investment goals, Provide investment recommendations and information that are suitable to the client’s needs, Complete purchase and sales transactions, keeping required documentation throughout the process. Chicago, IL. I can help you find out what you should be paid. StateRequirement and its members and affiliates are not responsible for any losses, monetary or otherwise. 2 years financial services experience as a fully licensed registered representative, or sales support representative,…, FINRA licensed Series 7 or 63 preferred. Click a salary below to compare with licensed series 7 and series 63 salaries. 10 jobs. Depending on your role, this may be all you need. What your skills are worth in the job market is constantly changing. $40,000 - $60,000 a year Associate Financial Advisor - Series 7 Licensed The Series 7 exam tests your knowledge of these regulations to make sure that you understand and will be able to follow them. Similar Locations. Other Important Financial Advisor Licenses. Financial Advisor. Registered Client Service Associate. National Association of Security Dealers (NASD), Series 7 License. Click a salary below to compare with licensed series 7 salaries. Learn how to enable cookies. Get the right Series 7 license job with company ratings & salaries. Proven expertise in Microsoft Desktop Operations systems (Windows 7, WindowsXP, Mac OS X). If you’d like to see job recommendations for your new city, enter your target job title as well. Regional Development Leader. Getting your Series 7 license is a major professional milestone that many financial and insurance professionals work towards. For this reason, many consider the Series 7 as the ultimate in securities licenses. This means that those taking the Series 7 exam are already employed in the financial services industry, but need the Series 7 license to be able to fully work in their position. These figures are given to SimplyHired users for the purpose of generalized comparison only. Once you hold the Series 7 license, you will need to keep up-to-date with the current trends and regulations through continuing education. Any Information on this site is not guaranteed or warranted to be correct, accurate, or up to date. Glassdoor will not work properly unless browser cookie support is enabled. Just curious how your salary stacks up against coworkers living in another city? Getting your Series 7 License opens doors as a financial advisor or insurance agent selling securities and increases your ability to offer the most options to your clients.. Getting your Series 7 license is a major professional milestone that many financial and insurance professionals work towards. While the exam is not focused on taxes, you will also need to understand how tax-advantaged accounts, like 529 Plans or certain types of Individual Retirement Accounts (IRAs), work to pass. Stop guessing. Before taking the Series 7 exam, you will need to take and pass the Security Industry Essentials Exam. Average. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures. The formula for a winning company culture. 150 open jobs for Series 7 license in Phoenix. ), 7 of the Best Situational Interview Questions. Which alumni earn the most after graduation? The Series 7 License is the preeminent professional license for those working in the securities industry. This outline describes each aspect of the exam and includes a full list of regulations that may be on the test. For more information, please contact your state's authority on insurance. The series 7 license allows the bearer to operate as a general securities representative. I just passed my series 7/66. This professional exam requires preparation, sponsorship by a FINRA member agency, and knowledge of the securities industry. If you want more in-depth study materials and feedback, an in-person or online Series 7 preparation course can connect you with industry experts and other students studying for the exam. All applicants must have a valid Series 7 - General Securities Representative License. $82,251. Aside from your securities continuing education, you will also need to keep up with any state insurance license CE as well. Individuals operating as securities representatives typically earn commissions on sales of securities to their clients. Licensed Service Analyst - Train/Start Work from Home, The Intermediate Associate Licensed Service Analyst is a developing professional role which integrates in-depth specialty knowledge with a solid understanding…, Series 7 and 63 (or equivalent) required. The Series 7 License is the preeminent professional license for those working in the securities industry. Our cost of living calculator uses an up-to-date database from The Council for Community and Economic Research (C2ER) to help you get a better understanding of what your salary would need to be to maintain your current standard of living in a different metro area.